Get the latest information on credit strength and a total debt profile for corporate issuers. A corporation is subject to reporting obligations by filing a registration declaration under section 12 of the Exchange Act on Form 10 or Form 8-A. A section 12 registration statement may be filed voluntarily or in accordance with legal requirements if the issuer`s securities are held by (i) 2,000 persons or (ii) 500 persons who are not qualified investors and the issuer`s total assets exceed $10 million. In addition, companies that file a registration declaration under the Securities Act of 1933, as amended (the “Securities Act”), are subject to the notification requirement; however, such an obligation becomes voluntary in each financial year at the beginning of which the corporation has fewer than 300 shareholders. We display consumer credit card agreements in this database as submitted by the respective issuers. The CFPB is not responsible for the content of the agreements, including any discrepancies between an agreement as presented in this database and the agreement as made available to the public, or any omission or other error in the agreement as presented by the issuer. Third Party Bid/Issuer – Submitted by a party offering to purchase outstanding shares of a public company from its shareholders. Often, the disclosure document sent to shareholders is filed as an attachment for filing. Schedule 13D is also known as a “beneficial ownership report” and is required when an owner acquires 5% or more of the voting shares of a corporation. The report must be submitted within 10 days of reaching the 5% threshold. It contains the following information: Tender for a tender offer / Statements of recommendation – A tender required to disclose the target company`s recommendation on the tender offer.
Do the following research to find templates for merger or acquisition agreements: Registration statements help investors understand the securities offered by a company as well as its financial condition. A company preparing to offer securities publicly will file a Form S-1 registration statement with the SEC. The statement consists of two parts: Correspondence – Publicly disclosed correspondence from the company and its advisors to SEC staff, usually during a review process. A reporting company also has record-keeping obligations, must implement internal accounting controls, and is subject to the Sarbanes-Oxley Act of 2002, including requirements for CEO/CFO certifications, a ban on loans for officers and directors, and requirements for independent auditors. In accordance with the CEO/CFO certification requirement, the CEO and CFO must personally certify the content of reports filed with the SEC and the procedures for reporting and preparing financial statements established by the issuer. Final Proxy Circular Relating to a Merger or Acquisition – The final proxy circular sent to the Company`s shareholders in connection with a merger or acquisition, which includes a discussion of the terms and reasons for the transaction. FactSet`s relationship with AM Best Company* gives you access to the statement data legally required and standardized by the National Association of Insurance Commissioners (NAIC). Analyze insurance companies with detailed financial data tailored to the Life, Health, Property and Casualty Insurance and Securities business units. See general legal financial data in the five-year history report. Detailed legal financial data can be found in our existing basic statement applications with a template for each line of insurance written by a company.
Offer Statement – This includes the Offer Circular, the document provided to investors and containing important information about the Company and the Offer. Find and analyze company records and evaluate earnings forecasts, management direction, and compensation practices. Access detailed information about U.S. public and private banks using SEC financial data and regulations from the U.S. Federal Reserve, FFIEC, and FDIC. Our data covers detailed items for thousands of public and private banks, savings banks and custodian banks. Analyze and compare performance across hundreds of metrics including profitability, capital adequacy, credit/deposit composition, asset quality, and more. Leverage FactSet`s wide range of proprietary content sets to gain a comprehensive understanding of a bank, including its financial performance, governance, ownership, and capital structure. In addition, our aggregated FDIC regulatory branch data allows you to assess U.S. bank branches, including their deposit market share, market share concentration, and branches.
In the proxy circular, investors can view the salaries of a company`s management and any other benefits to which a company`s management is eligible. .